Form Pf Adopting Release - The proposed amendments to Form PF were made in two separate releases that were published in January and August of 2022 and the adopting release published May 3 2023 tracks the first set of the proposals The SEC did not indicate when the second set of proposals will be adopted
Washington D C Jan 26 2022 The Securities and Exchange Commission today voted to propose amendments to Form PF the confidential reporting form for certain SEC registered investment advisers to private funds
Form Pf Adopting Release
Form Pf Adopting Release
The U.S. Securities and Exchange Commission ("Commission") adopted amendments to Form PF ("Adopted Amendments"), the confidential reporting form for certain investment advisers registered with the Commission. Many advisers to large private funds Schulte Roth & Zabel LLP - SEC Form PF Reporting Changes Effective Dec. 11, 2023, and June 11, 2024
Form PF is designed among other things to assist the Financial Stability Oversight Council in its assessment of systemic risk in the U S financial system Adopting Release See also Exemptions for Advisers to Venture Capital Funds Private Fund Advisers With Less Than 150 Million in Assets Under Management and Foreign
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Press Release SEC Adopts Money Market Fund Reforms and Amendments to Form PF Reporting Requirements for Large Liquidity Fund Advisers FOR IMMEDIATE RELEASE 2023 129 Washington D C July 12 2023
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May 05 2023 By Ira Kustin Scott Gluck Ryan Swan Yousuf I Dhamee On May 3 2023 the SEC approved amendments to Form PF 1 reporting requirements for private fund managers 2
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The U S Investment Advisers Act of 1940 precludes the SEC from being compelled to reveal Form PF information except in certain limited circumstances In its adopting release the SEC reiterated its intention to maintain the confidentiality of Form PF information including by aggregating and masking any information reported to the public
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Commissioner Mark T Uyeda May 3 2023 Thank you Chair Gensler Today we are voting on the recommendation to finalize the first of two outstanding proposals to amend Form PF
On May 3, 2023, the Securities and Exchange Commission (SEC) voted 3-2 to adopt amendments (the Final Amendments) to Form PF, [1] the periodic report filed by certain registered investment ...
SEC Form PF Reporting Changes Effective Dec 11 2023 And June 11 2024
Commissioner Caroline A Crenshaw May 3 2023 It has been over a year since the Commission first proposed the amendments to Form PF that we seek to adopt today 1 And what a difference a year makes 2
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Form Pf Adopting Release
Commissioner Mark T Uyeda May 3 2023 Thank you Chair Gensler Today we are voting on the recommendation to finalize the first of two outstanding proposals to amend Form PF
Washington D C Jan 26 2022 The Securities and Exchange Commission today voted to propose amendments to Form PF the confidential reporting form for certain SEC registered investment advisers to private funds
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