Form Adv Iapd

Form Adv Iapd - Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities The form consists of two parts both of which are available to the public on the SEC s Investment Adviser Public Disclosure IAPD website

The SEC reviews the information from this part of the form to manage its regulatory and examination programs Although designed for a regulatory purpose investment adviser filings of Part 1 are available to the public on the SEC s Investment Adviser Public Disclosure IAPD website

Form Adv Iapd

Form Adv Iapd

FORM ADV, PART 2A (BROCHURE) 12707 49th Street N., Suite 800 Clearwater, FL 33762 Ph. 727.894.6520 Fax 727.497.4736 Effective: March 2023 Item 1 – Cover page Form ADV Part 2, our “Disclosure Brochure” or “Brochure” is a very important document between Clients (“you”, “your”) and Boston Asset Management, Inc. (“BAM”, “us”, “we”, “our”).

The data published in the Investment Adviser Information Reports are a subset of the information that is filed on Form ADV by investment adviser firms The sections of Form ADV included in this report are Item 1 Identifying Information Item 2 SEC Registration Item 3 Form of Organization Item 5 Information About Your Advisory

Investor Bulletin Form ADV Investment Adviser Brochure And

IAPD provides information on Investment Adviser firms regulated by the SEC and or state securities regulators

Form ADV What It Is And How To Use It MagnifyMoney

Form ADV is the form used by investment adviser firms to register with the SEC and state securities regulators It contains information about an investment adviser firm and its business operations including business practices conflicts of interest and fees

Form ADV Investor Gov

All information filed by advisers on Form ADV is available on IAPD except for certain personal identifying information The IAPD website is available 24 hours a day free of charge Investors can also call the SEC s toll free investor assistance line

FORM ADV SEC See Form ADV General Instruction 4 Item 1 Identifying Information Responses To

View the adviser s current Form ADV filing including the firm s current relationship summary Check the adviser s registration status Search for an investment adviser representative View information on the representative s professional background and conduct Check the representative s registration status Link to a state regulator s website

our firm) is also available on the SEC’s Investment Adviser Public Disclosure (“IAPD”) which can be found at adviserinfo.sec.gov. Click on the link, select “Investment Adviser Search” and type in our firm name or SFO’s CRD firm number, 137800. The results will provide you with both Parts 1 and 2 of our Form ADV.

FORM ADV PART 2A BROCHURE Files Adviserinfo Sec Gov

This new Investment Adviser Public Disclosure IAPD website was launched by the SEC and NASAA to provide clients and prospective clients of advisers with direct access to Form ADV filings made by the then approximately 7 800 SEC registered advisers and 8 200 state registered advisers who filed Form ADV through IARD

Form Adv Iapd

View the adviser s current Form ADV filing including the firm s current relationship summary Check the adviser s registration status Search for an investment adviser representative View information on the representative s professional background and conduct Check the representative s registration status Link to a state regulator s website

The SEC reviews the information from this part of the form to manage its regulatory and examination programs Although designed for a regulatory purpose investment adviser filings of Part 1 are available to the public on the SEC s Investment Adviser Public Disclosure IAPD website

PDF Form ADV Part 2 Instructions DOKUMEN TIPS